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Controlled delivery of ultrasound through the head for effective and safe therapies of the brain

Tom Riis, Matthew Wilson, Jan Kubanek

2022 · 10.1101/2022.12.16.520788

human healthyhuman patienthealthydepressionbehaviour

Abstract

Transcranial focused ultrasound provides noninvasive and reversible approaches for precise and personalized manipulations of brain circuits, with the potential to transform our understanding of brain function and treatments of brain dysfunction. However, the effectiveness and safety of these approaches have been limited by the human head, which attenuates and distorts ultrasound strongly and unpredictably. To address this lingering barrier, we have developed a “Relative Through-Transmit” (RTT) approach that directly measures and compensates for the attenuation and distortion of a given skull and scalp. We have implemented RTT in hardware and demonstrated that it accurately restores the operator’s intended intensities inside ex-vivo human skulls. Moreover, this functionality enabled effective and intensity-dependent transcranial modulation of nerves and effective release of defined doses of propofol inside the skull. RTT was essential for these new applications of transcranial ultrasound; when not applied, there were no significant differences from sham conditions. Moreover, RTT was safely applied in humans and accounted for all intervening obstacles including hair and ultrasound coupling. This method and hardware unlock the potential of ultrasound-based approaches to provide effective, safe, and reproducible precision therapies of the brain.

Abstract via europepmc.

Specieshuman
Subjects11, 5swept participants
Sessions per subject1
Randomisedyes
Blindingnot reported
Sham / controlactive control site
Auditory controlmasking sound
Readout timingonline
Anaesthesianot applicable
Readoutsbehaviourverbal report (Pain, Vibration, or Tap) of a nociceptive/tactile percept following each ultrasound stimulus
Direction of effectexcitatoryRTT-corrected ultrasound through an ex-vivo skull produced dose-dependent nociceptive/tactile response rates in the thumb (up to 62.7% at 1.8 MPa), whereas uncorrected or off-target (sham) stimulation produced no significant responses.
Adverse eventsnone observedNo subject reported side effects at 1 week follow-up. Subjects (n = 5) did not feel any discomfort during the procedure. No subject experienced detrimental effects during or following the procedure.

Exposures

Exposure 1: Peripheral nerve (thumb) stimulation through ex-vivo skull with RTT correction

Target: digital nerve — “nerves in the thumb
Device: custom-built

Pulse timing
Waveformcontinuous
Fundamental frequency (kHz)650✓✓
Pulse duration (ms)not applicable
Pulse repetition frequency (Hz)not applicable
Duty cycle (%)100?
Sonication duration (s)0.3✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)1,300, 1,550, 1,800swept✓✓
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatenot reported
In-situ pressure (kPa)not reported
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

Each subject experienced eight distinct stimuli, presented randomly. The ultrasound stimuli were 300 ms in duration. There were three different correction methods-hydrophone correction, no correction, and RTT correction (see above)-and a sham condition. In the sham condition, which was specifically presented for the ideal, hydrophone correction, the ultrasound was programmatically steered 10 mm below the target. For hydrophone- and RTT-corrected stimuli, we varied the intended peak pressure levels across 1.3, 1.55, and 1.8 MPa. The no correction and sham stimuli were tested only at the highest intended pressure level. We performed 10 repetitions of each stimuli producing a total of 80 trials per subject. The stimuli were delivered every 8-12 seconds and randomized so that subjects could not anticipate their onset or type.

Exposure 2: RTT through-transmit calibration scan through the human head

Target: whole brain or unfocused — “through both sides of the human head (skull attenuation measurement)
Device: custom-built · Verasonics (driving system: Vantage256)

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)650✓✓
Pulse duration (ms)0.0154✓✓
Pulse repetition frequency (Hz)not reported
Duty cycle (%)not reported
Sonication duration (s)not reported
Pressure and intensity, by domain
Free-field pressure (kPa)80✓✓
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatenot reported
In-situ pressure (kPa)not reported
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Isppa, domain unspecified (W/cm²)1.3✓✓
Ispta, domain unspecified (W/cm²)0.0054✓✓
Protocol, in the paper’s words

The RTT scan consists of brief (< 100us) low-intensity (average peak pressure of 80 kPa in free field; Suppl. Fig. 4) pulses of ultrasound. The RTT scan takes less than one second to complete. In this method, the transducers emitted a 10-cycle, 650 kHz pulse from each of its elements while recording responses from all the other, non-transmitting elements. During the through-transmit scans, the peak pressure amplitude of each transducers was 80 kPa. The entire process of this scan takes less than 1 s to complete.

Flags from extraction

  • n_subjectsPaper reports two separate, non-overlapping subject groups (11 for peripheral nerve stimulation via ex-vivo skull; 5 for RTT scans through the living human head) rather than a single combined total; recorded as a list of group sizes.
  • exposures[0]This is a technology-validation (RTT) paper rather than a neuromodulation study; the nerve-stimulation exposure is delivered through an ex-vivo human skull to a live subject's thumb, not to the brain itself. Included because the paper explicitly frames this as ultrasonic stimulation of nerves through the skull.
  • exposures[0].in_situPaper reports only relative percentages of the free-field intensity delivered into the target after RTT correction (e.g. 98.8% ± 17.8%), not an absolute in-situ pressure/intensity value, so in-situ fields are left not_reported.
  • exposures[1]The RTT through-transmit scan is a diagnostic-imaging-like calibration/safety measurement (not intended neuromodulation); included as a second exposure because it is explicitly applied through the living human head at a stated frequency and pressure, distinct in target and parameters from exposure 1.
  • exposures[1].timing.pulse_duration_msPaper states each RTT pulse is '10-cycle, 650 kHz' and separately that scan pulses are '<100 microseconds'; converting cycles/frequency gives ~0.015 ms, but this was left not_reported rather than computed because the qualitative '<100us' description is what the paper emphasizes for safety and the two descriptions were not reconciled.
  • readout_timingClassified as 'online' because subjects verbally reported a percept immediately following each brief (300 ms) stimulus; paper does not use the terms 'online'/'offline'.