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Long term study of motivational and cognitive effects of low-intensity focused ultrasound neuromodulation in the dorsal striatum of nonhuman primates

F. Munoz, A. Meaney, A. Gross, K. Liu, A.N. Pouliopoulos, D. Liu, E.E. Konofagou, V.P. Ferrera

Brain Stimulation 2022, 15, 360-372 · 10.1016/j.brs.2022.01.014

nonhuman primatehealthybehaviourfmriother mri

Abstract

Noninvasive brain stimulation using transcranial focused ultrasound (FUS) has many potential applications as a research and clinical tool, including incorporation into neural prosthetics for cognitive rehabilitation. To develop this technology, it is necessary to evaluate the safety and efficacy of FUS neuromodulation for specific brain targets and cognitive functions. It is also important to test whether repeated long-term application of FUS to deep brain targets improves or degrades behavioral and cognitive function. To this end, we investigated the effects of FUS in the dorsal striatum of nonhuman primates (NHP) performing a visual-motor decision-making task for small or large rewards. Over the course of 2 years, we performed 129 and 147 FUS applications, respectively, in two NHP. FUS (0.5 MHz @ 0.2-0.8 MPa) was applied to the putamen and caudate in both hemispheres to evaluate the effects on movement accuracy, motivation, decision accuracy, and response time. Sonicating the caudate or the putamen unilaterally resulted in modest but statistically significant improvements in motivation and decision accuracy, but at the cost of slower reaction times. The effects were dose (i.e., FUS pressure) and reward dependent. There was no effect on reaching accuracy, nor was there long-term behavioral impairment or neurological trauma evident on T1-weighted, T2-weighted, or susceptibility-weighted MRI scans. Sonication also resulted in significant changes in resting state functional connectivity between the caudate and multiple cortical regions. The results indicate that applying FUS to the dorsal striatum can positively impact the motivational and cognitive aspects of decision making. The capability of FUS to improve motivation and cognition in NHPs points to its therapeutic potential in treating a wide variety of human neural diseases, and warrants further development as a novel technique for non-invasive deep brain stimulation.

Abstract via europepmc.

Speciesrhesus macaque (Macaca mulatta)
Subjects3 animals
Sessions per subject129, 147swept
Randomisedyes
Blindingnot reported
Sham / controlinactive transducer
Auditory controlmatched device sound
Readout timingboth
Anaesthesiaboth
Readoutsbehaviour, fmri, other mritwo-alternative forced-choice motion-discrimination decision-making task; resting-state fMRI functional connectivity; structural MRI (T1, T2, T2-FLAIR, susceptibility-weighted imaging)
Direction of effectbidirectionalFUS to caudate/putamen modestly improved decision accuracy and increased motivation (faster/likelier trial initiation), but response-time effects depended on reward size: FUS increased RT for small-reward trials and decreased RT for large-reward trials.
Adverse eventsnone observedA board-certified neurologist found no structural damage in target areas and no evidence of chronic or acute trauma on post-FUS T1, T2, T2-FLAIR, or SWI MRI compared with pre-FUS scans.

Exposures

Exposure 1: Caudate sonication

Target: caudate nucleus — “caudate
Device: Sonic Concepts · Sonic Concepts · H-107MR

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)500✓✓
Pulse duration (ms)10✓✓
Pulse repetition frequency (Hz)2✓✓
Duty cycle (%)2pulse duration × PRF gives 2%✓✓
Sonication duration (s)120✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)0.5, 7.8swept✓✓
Free-field Ispta (W/cm²)0.0101, 0.157swept✓✓
In-situ estimatederatingsingle value
In-situ pressure (kPa)200, 400, 600, 800swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

During real sonication sessions, NHPs performed the task with the transducer set up, and a 2-min sonication was delivered after the first 200 trials of the session; each session used only one of four pressures (200, 400, 600, or 800 kPa) applied unilaterally to the caudate or putamen. Each session comprised pre-sonication (200 trials), during-sonication (20-30 trials), and post-sonication (up to 1000 trials) epochs.

Exposure 2: Putamen sonication

Target: putamen — “putamen
Device: Sonic Concepts · Sonic Concepts · H-107MR

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)500✓✓
Pulse duration (ms)10✓✓
Pulse repetition frequency (Hz)2✓✓
Duty cycle (%)2pulse duration × PRF gives 2%✓✓
Sonication duration (s)120✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)0.5, 7.8swept✓✓
Free-field Ispta (W/cm²)0.0101, 0.157swept✓✓
In-situ estimatederatingsingle value
In-situ pressure (kPa)200, 400, 600, 800swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

During real sonication sessions, NHPs performed the task with the transducer set up, and a 2-min sonication was delivered after the first 200 trials of the session; each session used only one of four pressures (200, 400, 600, or 800 kPa) applied unilaterally to the caudate or putamen. Each session comprised pre-sonication (200 trials), during-sonication (20-30 trials), and post-sonication (up to 1000 trials) epochs.

Flags from extraction

  • exposures[0].timing.pulse_repetition_frequency_hzPRF converted from the paper's phrase 'twice per second' (unit conversion, not computed from other stated numbers).
  • exposures[1].timing.pulse_repetition_frequency_hzPRF converted from the paper's phrase 'twice per second' (unit conversion, not computed from other stated numbers).
  • exposures[0].in_situ.pressure_kpaDomain assigned in_situ because the paper states 'The acoustic pressures reported in the Results refer to the derated values' (measured through ex vivo NHP skull); the quoted sentence with the four kPa values itself only describes free-field+skull calibration, not the derating explicitly.
  • exposures[1].in_situ.pressure_kpaSame as exposures[0]: domain assigned in_situ per the paper's separate statement that reported pressures are derated values.
  • n_subjectsPaper never states a single total exposed to ultrasound; value combines the 2 NHP with repeated behavioural FUS (P, Q) and the 1 additional NHP (O) that received FUS only before fMRI, per 'Three (O, P, Q) underwent one session each of anesthetized fMRI preceded by FUS sonication.'
  • n_sessions_per_subjectSession counts differ drastically by subject and purpose (P: 129 real + 40 sham; Q: 147 real + 41 sham; O: 1 fMRI session); no single value applies.
  • auditory_controlStudy addressed auditory confounds via an offline (temporally separated) protocol and audio recordings showing no difference between real and sham sonication, rather than one of the standard control categories.
  • sham_typeSham used the same equipment powered on but with 'FUS pressure set to zero' rather than a fully powered-off/blocked transducer; closest available category is inactive_transducer.