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Histologic safety of transcranial focused ultrasound neuromodulation and magnetic resonance acoustic radiation force imaging in rhesus macaques and sheep

Pooja Gaur, Kerriann M. Casey, Jan Kubanek, Ningrui Li, Morteza Mohammadjavadi, Yamil Saenz, Gary H. Glover, Donna M. Bouley, Kim Butts Pauly

Brain Stimulation 2020, 13, 804-814 · 10.1016/j.brs.2020.02.017

nonhuman primatelarge animalhealthyhistology molecularother mri

Abstract

Background Neuromodulation by transcranial focused ultrasound (FUS) offers the potential to non-invasively treat specific brain regions, with treatment location verified by magnetic resonance acoustic radiation force imaging (MR-ARFI). Objective To investigate the safety of these methods prior to widespread clinical use, we report histologic findings in two large animal models following FUS neuromodulation and MR-ARFI. Methods Two rhesus macaques and thirteen Dorset sheep were studied. FUS neuromodulation was targeted to the primary visual cortex in rhesus macaques and to subcortical locations, verified by MR-ARFI, in eleven sheep. Both rhesus macaques and five sheep received a single FUS session, whereas six sheep received repeated sessions three to six days apart. The remaining two control sheep did not receive ultrasound but otherwise underwent the same anesthetic and MRI procedures as the eleven experimental sheep. Hematoxylin and eosin-stained sections of brain tissue (harvested zero to eleven days following FUS) were evaluated for tissue damage at FUS and control locations as well as tissue within the path of the FUS beam. TUNEL staining was used to evaluate for the presence of apoptosis in sheep receiving high dose FUS. Results No FUS-related pre-mortem histologic findings were observed in the rhesus macaques or in any of the examined sheep. Extravascular red blood cells (RBCs) were present within the meninges of all sheep, regardless of treatment group. Similarly, small aggregates of perivascular RBCs were rarely noted in non-target regions of neural parenchyma of FUS-treated (8/11) and untreated (2/2) sheep. However, no concurrent histologic abnormalities were observed, consistent with RBC extravasation occurring as post-mortem artifact following brain extraction. Sheep within the high dose FUS group were TUNEL-negative at the targeted site of FUS. Conclusions The absence of FUS-related histologic findings suggests that the neuromodulation and MR-ARFI protocols evaluated do not cause tissue damage.

Abstract via europepmc.

Speciesrhesus macaque (Macaca mulatta) and Dorset sheep (Ovis aries)
Subjects2, 11swept animals
Sessions per subjectnot reported
Randomisednot reported
Blindingsingle
Sham / controlnone
Auditory controlnot reported
Readout timingoffline
Anaesthesiaanaesthetised
Readoutshistology molecular, other mriHematoxylin & eosin histology (necrosis, apoptosis, edema, hemorrhage, inflammation, neuropil rarefaction); TUNEL staining for apoptosis; MR-ARFI for focal-spot visualisation/targeting; T2-weighted MRI for treatment planning
Direction of effectnot assessedThis is a histologic safety study, not an assessment of neuromodulatory direction of effect; no FUS-related tissue damage was observed at target sites in macaques or sheep.
Adverse eventsnone observedNo FUS-related pre-mortem histologic findings were observed in the rhesus macaques or in any of the examined sheep; extravascular red blood cells seen in meninges/parenchyma across all groups (including untreated controls) were attributed to post-mortem extraction artifact. Sheep in the high-dose FUS group were TUNEL-negative at the targeted site.

Exposures

Exposure 1: Rhesus macaque visual cortex FUS neuromodulation (270 kHz)

Target: primary visual cortex — “primary visual cortex
Device: Sonic Concepts · Sonic Concepts · H-115

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)270✓✓
Pulse duration (ms)not reported
Pulse repetition frequency (Hz)not reported
Duty cycle (%)50✓✓
Sonication duration (s)0.3✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)500, 1,000, 2,000, 4,000swept✓✓
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatederatingsingle value
In-situ pressure (kPa)not reported
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)0.4, 1.6, 6.4, 25.8swept✓✓
Protocol, in the paper’s words

FUS delivered as 300 ms pulsed bursts (50% duty cycle) occurring every 1 s, for a total of 500 bursts (one 8.3 min = 500 s trial) per location; applied to four locations in visual cortex per animal at four different free-field pressures (0.5, 1, 2, 4 MPa), giving estimated in-situ ISPTA values of 0.4-25.8 W/cm2 assuming ~40% pressure loss through the macaque skull.

Exposure 2: Sheep transcranial FUS: MR-ARFI targeting and neuromodulation (550 kHz)

Target: lateral geniculate nucleus — “lateral geniculate nucleus and nearby subcortical locations
Device: Insightec · Insightec Ltd. · ExAblate 2100

Pulse timing
Waveformpulsed, continuous
Fundamental frequency (kHz)550✓✓
Pulse duration (ms)16✓✓
Pulse repetition frequency (Hz)2✓✓
Duty cycle (%)50sweptpulse duration × PRF gives 3.2%✓✓
Sonication duration (s)0.2, 0.3, 72swept✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatemeasurementmean or range across subjects
In-situ pressure (kPa)250, 900, 1,700, 3,600swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)0.6, 13.8, 5.6, 26.5swept✓✓
Protocol, in the paper’s words

MR-ARFI: FUS on for 16 ms bursts within a 500 ms window (128 bursts total, ~1.2 min = 72 s per application), used to visualise/verify the focal spot. Neuromodulation: FUS on for 200-300 ms bursts every 1 s, delivered as continuous-wave or 50%-duty-cycle pulsed ultrasound, comprising 120 bursts over 6 min (360 s) or 600 bursts over 20 min (1200 s) per application. Applied to the lateral geniculate nucleus (common location for all sheep) and nearby subcortical locations ~10-20 mm rostral / 10 mm caudal. In situ pressure/intensity were estimated via ex-vivo skull-cap hydrophone measurements, not simulation.

Flags from extraction

  • n_subjectsCombined total across two species (2 rhesus macaques + 13 Dorset sheep, of which 11 received FUS and 2 were untreated controls); see provenance.notes for the breakdown.
  • n_sessions_per_subjectSessions varied by subgroup: macaques and 5 sheep received a single session, 6 sheep received repeated sessions 3-6 days apart, and the high-dose group received additional prolonged sessions (up to 70 consecutive MR-ARFI repetitions at one location); not reducible to a single figure.
  • randomisedPaper does not state whether animals were randomly allocated to dose/location or control groups.
  • sham_typeThe two control sheep received no ultrasound at all (true untreated controls matched for anaesthesia/MRI) rather than a sham stimulus mimicking active treatment; classified as sham_type 'none' for lack of a closer fit in the controlled vocabulary.
  • auditory_controlAll animals were anaesthetised during FUS; the paper does not address auditory confounds (not relevant/discussed for this histology-focused study).
  • exposures[0].timing.pulse_repetition_frequency_hzPRF (1 Hz) is derived from the stated repetition period ('occurring every 1 s'); not stated as a Hz value directly in the text.
  • exposures[0].timing.duty_cycle_pctStated 50% duty cycle for a 300 ms burst repeated every 1 s implies ~30% duty if computed at the burst-repetition level (300 ms x 1 Hz); the discrepancy suggests the stated 50% describes an unspecified higher-frequency pulsing within each 300 ms burst window rather than the burst-to-repetition duty cycle. Recorded as stated; a 'burst rule' ambiguity.
  • exposures[0].in_situ.pressure_kpaOnly in-situ ISPTA (not in-situ peak pressure) is given for the macaque experiment; recorded as not_reported.
  • exposures[1].timing.pulse_repetition_frequency_hzPRF values (2 Hz for MR-ARFI's 500 ms window, 1 Hz for neuromodulation's 1 s repetition) are derived from stated repetition periods, not given as Hz values directly.
  • exposures[1].timingSheep transducer (550 kHz) was used for two protocols with very different timing (MR-ARFI: 16 ms bursts within a 500 ms window; neuromodulation: 200-300 ms bursts every 1 s, CW or 50% duty) combined here as list values within one exposure per the target x frequency exposure rule; see protocol_description for which values belong to which protocol.
  • exposures[1].in_situ.reported_asIn-situ pressure/intensity given as ranges across sonications/animals (not single values or explicit means); classified as mean_or_range_across_subjects.

Notes: n_subjects combines 2 rhesus macaques and 13 Dorset sheep (11 receiving FUS, 2 untreated controls). Macaque exposure targets primary visual cortex at 270 kHz (Sonic Concepts H-115, ~40% assumed skull pressure loss). Sheep exposure targets the lateral geniculate nucleus and nearby subcortical sites at 550 kHz (Insightec ExAblate 2100), combining MR-ARFI targeting bursts and neuromodulation bursts; in-situ values for sheep were obtained via ex-vivo skull-cap hydrophone measurement (method='measurement'), not simulation or a fixed derating factor.