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Focused ultrasound neuromodulation of cortical and subcortical brain structures using 1.9 MHz

Hermes A. S. Kamimura, Shutao Wang, Hong Chen, Qi Wang, Christian Aurup, Camilo Acosta, Antonio A. O. Carneiro, Elisa E. Konofagou

Medical Physics 2016, 43, 5730-5735 · 10.1118/1.4963208

rodenthealthybehaviouremg mepautonomic physiologyhistology molecular

Abstract

Purpose Ultrasound neuromodulation is a promising noninvasive technique for controlling neural activity. Previous small animal studies suffered from low targeting specificity because of the low ultrasound frequencies ( Methods FUS sonications were carried out at 1.9 MHz with 50% duty cycle, pulse repetition frequency of 1 kHz, and duration of 1 s. The robustness of the FUS neuromodulation was assessed first in sensorimotor cortex, where elicited motor activities were observed and recorded on videos and electromyography. Deeper brain regions were then targeted where pupillary dilation served as an indicative of successful modulation of subcortical brain structures. Results Contralateral and ipsilateral movements of the hind limbs were repeatedly observed when the FUS was targeted at the sensorimotor cortex. Induced trunk and tail movements were also observed at different coordinates inside the sensorimotor cortex. At deeper targeted-structures, FUS induced eyeball movements (superior colliculus) and pupillary dilation (pretectal nucleus, locus coeruleus, and hippocampus). Histological analysis revealed no tissue damage associated with the FUS sonications. Conclusions The motor movements and pupillary dilation observed in this study demonstrate the capability of FUS to modulate cortical and subcortical brain structures without inducing any damage. The variety of responses observed here demonstrates the capability of FUS to perform functional brain mapping.

Abstract via europepmc.

Specieswild type mice (strain: C57BL-6)
Subjects3, 3, 5swept animals
Sessions per subject1
Randomisednot reported
Blindingsingle
Sham / controlnone
Auditory controlnot reported
Readout timingonline
Anaesthesiaanaesthetised
Readoutsbehaviour, emg mep, autonomic physiology, histology molecularvideo recording of limb/eyeball movements; EMG of biceps femoris; pupillometry (video-based pupil diameter); heart rate/breathing rate monitoring (MouseOx); H&E histology
Direction of effectexcitatoryFUS elicited contralateral/ipsilateral hind limb, paw and tail movements when targeting sensorimotor cortex, and elicited pupillary dilation and/or eyeball movements when targeting superior colliculus, locus coeruleus and hippocampus, i.e. activation-type responses at every target tested; no suppression was reported.
Adverse eventsnone observedWhole-brain H&E histology in five mice sonicated with 1.9 MPa (one hemisphere) and 3.0 MPa (opposite hemisphere, derated, approximately double the motor-elicitation threshold) revealed no tissue damage, red blood cell extravasation, or cell/tissue loss; a blinded observer performed the histological evaluation.

Exposures

Exposure 1: Sensorimotor cortex (motor-evoked responses)

Target: sensorimotor cortex — “sensorimotor cortex
Device: custom-built · single-element FUS transducer (focus = 60 mm, aperture = 70 mm, inner hole diameter = 20 mm, f-number = 0.86, focus zone = 8.7 mm long x 1.0 mm diameter)

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)1,900✓✓
Pulse duration (ms)not reportedimplied by duty cycle ÷ PRF: 0.5 ms (not stated by the paper)
Pulse repetition frequency (Hz)1,000✓✓
Duty cycle (%)50✓✓
Sonication duration (s)1✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatederatingsingle value
In-situ pressure (kPa)1,120, 1,790swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

For the study of motor-evoked responses, the transducer was moved randomly within a grid of 8 by 8 mm with a resolution of 1 mm and sonication was performed one time per animal with the sequence of ten shots, unless otherwise noticed. The sonication was on for 1 s and off for 1 s and was repeated ten times at each targeted spot. The minimum pressure to elicit hind limb movement was determined to be 1.45 MPa; once a responsive region was detected, the focus was moved symmetrically to the opposite hemisphere to test for ipsilateral/contralateral activation.

Exposure 2: Superior colliculus (deep subcortical target, pupil dilation / eyeball movement)

Target: superior colliculus, pretectal area — “superior colliculus
Device: custom-built · single-element FUS transducer (focus = 60 mm, aperture = 70 mm, inner hole diameter = 20 mm, f-number = 0.86, focus zone = 8.7 mm long x 1.0 mm diameter)

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)1,900✓✓
Pulse duration (ms)not reportedimplied by duty cycle ÷ PRF: 0.5 ms (not stated by the paper)
Pulse repetition frequency (Hz)1,000✓✓
Duty cycle (%)50✓✓
Sonication duration (s)1✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatederatingsingle value
In-situ pressure (kPa)750, 2,250swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

The FUS was placed over the locus coeruleus, hippocampus or superior colliculus at DV (dorsal/ventral): -3 mm; videos of the animal's right eye were recorded during sonications at different pressure levels. A lower threshold in eliciting pupil dilation (1.20 MPa) was observed when targeting the superior colliculus, and eyeball movements were observed at higher pressures (>1.8 MPa); the beam may also have reached the adjacent pretectal nucleus.

Exposure 3: Locus coeruleus (deep subcortical target, pupil dilation)

Target: locus coeruleus — “locus coeruleus
Device: custom-built · single-element FUS transducer (focus = 60 mm, aperture = 70 mm, inner hole diameter = 20 mm, f-number = 0.86, focus zone = 8.7 mm long x 1.0 mm diameter)

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)1,900✓✓
Pulse duration (ms)not reportedimplied by duty cycle ÷ PRF: 0.5 ms (not stated by the paper)
Pulse repetition frequency (Hz)1,000✓✓
Duty cycle (%)50✓✓
Sonication duration (s)1✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatederatingsingle value
In-situ pressure (kPa)750, 2,250swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

The FUS was placed over the locus coeruleus, hippocampus or superior colliculus at DV (dorsal/ventral): -3 mm; videos of the animal's right eye were recorded during sonications at different pressure levels. The hippocampus and locus coeruleus presented only pupil dilations but with higher thresholds (>1.8 MPa).

Exposure 4: Hippocampus (deep subcortical target, pupil dilation)

Target: hippocampus, pretectal area — “hippocampus
Device: custom-built · single-element FUS transducer (focus = 60 mm, aperture = 70 mm, inner hole diameter = 20 mm, f-number = 0.86, focus zone = 8.7 mm long x 1.0 mm diameter)

Pulse timing
Waveformpulsed
Fundamental frequency (kHz)1,900✓✓
Pulse duration (ms)not reportedimplied by duty cycle ÷ PRF: 0.5 ms (not stated by the paper)
Pulse repetition frequency (Hz)1,000✓✓
Duty cycle (%)50✓✓
Sonication duration (s)1✓✓
Pressure and intensity, by domain
Free-field pressure (kPa)not reported
Free-field Isppa (W/cm²)not reported
Free-field Ispta (W/cm²)not reported
In-situ estimatederatingsingle value
In-situ pressure (kPa)750, 2,250swept✓✓
In-situ Isppa (W/cm²)not reported
In-situ Ispta (W/cm²)not reported
Protocol, in the paper’s words

The FUS was placed over the locus coeruleus, hippocampus or superior colliculus at DV (dorsal/ventral): -3 mm; videos of the animal's right eye were recorded during sonications at different pressure levels. The hippocampus and locus coeruleus presented only pupil dilations but with higher thresholds (>1.8 MPa); at this sonication spot the ultrasound focus could reach the pretectal nucleus in the dorsal-ventral direction.

Flags from extraction

  • n_subjectsPaper gives separate group sizes for motor-response mapping (3 mice), pupil-dilation experiments ('n = 3') and histology safety (5 mice) but never a total distinct animal count, and it is not stated whether these are overlapping or separate cohorts.
  • exposures[*].timing.pulse_duration_msOnly duty cycle (50%) and PRF (1 kHz) are stated; individual pulse duration is not given as a number in the text, so it is left not_reported rather than computed (0.5 ms) from duty/PRF.
  • exposures[*].in_situ.pressure_kpaThe paper states 'the reported pressures were derated for skull attenuation, calibrated using ex vivo skulls in a water tank' only in the paragraph describing the 1.9/3.0 MPa histology safety test; it is assumed (not certain) that this derating applies to all pressures reported throughout the paper, since only one transducer calibration/derating procedure is described.
  • exposures[1].targetThe paper hypothesises that sonication intended for the superior colliculus may also have reached the adjacent pretectal nucleus (~0.5 mm away); pretectal_area is included as a secondary target term on this basis.
  • exposures[3].targetThe paper separately hypothesises that sonication intended for the hippocampus (AP=+2mm, ML=±2mm) may also reach the pretectal nucleus in the dorsal-ventral direction; pretectal_area is included as a secondary target term on this basis.
  • blindingOnly the histological evaluation is stated to be performed blinded to sonication location/parameters; EMG, video and pupillometry readouts are not stated as blinded.
  • n_sessions_per_subjectRecorded as 1 (one experimental session per animal), but within that session multiple spots/pressure levels were tested per animal via a spatial grid, and the opposite hemisphere was sometimes sonicated a second time to test lateralization.